Mastering MiFID II: Investor Protection — Assessing the Business Process and Technology Challenges for Buyside Firms.
This report summarises the challenges presented by the second iteration of the EU’s Markets in Financial Instruments Directive (MiFID II) to buyside firms with European operations in the context of investor protection, and it provides recommendations in terms of what buyside firms must do to comply with the requirements by the implementation deadline. By providing an overview of the technology and process changes that buyside organisations must undertake globally to enhance their investor protection practices, the report helps firms to avoid sanctions that will result from non-compliance with the regulatory mandates.
https://research.greyspark.com/2016/mastering-mifid-ii-investor-protection/
