Best Practices in Sellside Regulation Implementation — How Regulators are Crafting the Self-regulating Bank
GreySpark Partners presents a report that provides investment banks with guidance on how to build a forward-looking, self-regulating sellside institution that has the flexibility to adjust to ongoing regulatory demands and the resilience to remain competitive within the industry. The financial crisis has dramatically reshaped the regulatory landscape, precipitating a significant change in the attitudes and approaches toward regulation for the regulatory bodies within the EU and the US, the largest banks in those jurisdictions and their clients.
https://research.greyspark.com/2017/best-practices-in-sellside-regulation-implementation/
