News
News in brief
People moves
Features
Profiles
Magazine features
Buy-side perspectives
Viewpoints
Women in Finance
European Women in Finance
Women in Finance Award Winners
Multimedia
FIX video
TradeTech video
Research
Events
Events calendar
FIX Trading Community
TradeTech 2024
Magazine
About us
Search
News
News in brief
People moves
Features
Profiles
Magazine features
Buy-side perspectives
Viewpoints
Women in Finance
European Women in Finance
Women in Finance Award Winners
Multimedia
FIX video
TradeTech video
Research
Events
Events calendar
FIX Trading Community
TradeTech 2024
Magazine
About us
Search
About us
Terms and Conditions
Privacy Policy
Contact
Corporate Site
Search
Home
Tags
Commodities Futures Trading Commission (CFTC)
Tag: Commodities Futures Trading Commission (CFTC)
TD’s Masrani steps down amid regulatory turmoil; Chun named successor
Lucy Carter
-
September 20, 2024
0
Regulatory Round-Up September
Alex Pugh
-
September 4, 2024
0
CFTC fines Nasdaq Futures over “false and misleading statements”
Lucy Carter
-
August 30, 2024
0
CFTC hits BNYM with penalty over reporting and supervision failures
Lucy Carter
-
August 27, 2024
0
Regulatory Round-Up August
Alex Pugh
-
August 21, 2024
0
CFTC commissioner: no evidence of CFTC violation in recordkeeping case
Alex Pugh
-
August 16, 2024
0
Firms hit with CFTC, SEC recordkeeping and communication failure fines
Alex Pugh
-
August 15, 2024
0
Regulatory Round-up August
Alex Pugh
-
August 7, 2024
0
Regulatory Round-Up July
Alex Pugh
-
July 10, 2024
0
CFTC confirms stability of derivatives clearing firms
Alex Pugh
-
July 2, 2024
0
1
2
3
Page 1 of 3