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Home Tags Commodities Futures Trading Commission (CFTC)

Tag: Commodities Futures Trading Commission (CFTC)

Caroline Pham, acting chairman, CFTC

Pham criticisms are false reports from “disgruntled individuals”, CFTC says

Lucy Carter - February 7, 2025 0
Caroline Pham, acting chairman, CFTC

CFTC shake-up sees veterans and newcomers take senior roles

Lucy Carter - January 23, 2025 0
Caroline Pham, acting chairman, CFTC

Pham replaces Behnam as CFTC chair

Lucy Carter - January 21, 2025 0
Ian McGinley, director of the enforcement division, CFTC

Ian McGinley follows Behnam, jumps CFTC ship

Lucy Carter - January 13, 2025 0
Raymond Chun, incoming CEO, TD Bank

TD’s Masrani steps down amid regulatory turmoil; Chun named successor

Lucy Carter - September 20, 2024 0
Tracy Moore

Regulatory Round-Up September

Alex Pugh - September 4, 2024 0
Ian McGinley, director of the enforcement division, CFTC

CFTC fines Nasdaq Futures over “false and misleading statements”

Lucy Carter - August 30, 2024 0
Ian McGinley, director of the enforcement division, CFTC

CFTC hits BNYM with penalty over reporting and supervision failures

Lucy Carter - August 27, 2024 0
Caroline Pham, acting chairman, CFTC

Regulatory Round-Up August

Alex Pugh - August 21, 2024 0
Caroline Pham, commissioner, CFTC

CFTC commissioner: no evidence of CFTC violation in recordkeeping case 

Alex Pugh - August 16, 2024 0
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