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Commodities Futures Trading Commission (CFTC)
Tag: Commodities Futures Trading Commission (CFTC)
TD’s Masrani steps down amid regulatory turmoil; Chun named successor
Lucy Carter
-
September 20, 2024
0
Regulatory Round-Up September
GlobalTrading
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September 4, 2024
0
CFTC fines Nasdaq Futures over “false and misleading statements”
Lucy Carter
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August 30, 2024
0
CFTC hits BNYM with penalty over reporting and supervision failures
Lucy Carter
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August 27, 2024
0
Regulatory Round-Up August
GlobalTrading
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August 21, 2024
0
CFTC commissioner: no evidence of CFTC violation in recordkeeping case
GlobalTrading
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August 16, 2024
0
Firms hit with CFTC, SEC recordkeeping and communication failure fines
GlobalTrading
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August 15, 2024
0
Regulatory Round-up August
GlobalTrading
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August 7, 2024
0
Regulatory Round-Up July
GlobalTrading
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July 10, 2024
0
CFTC confirms stability of derivatives clearing firms
GlobalTrading
-
July 2, 2024
0
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