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Financial Conduct Authority (FCA)
Tag: Financial Conduct Authority (FCA)
Regulatory Round-up: August 2023 (Part One)
GlobalTrading
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August 16, 2023
0
Transaction reporting hits the headlines as firms fail to accurately submit...
GlobalTrading
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July 27, 2023
0
FCA delays SDR requirements for the second time
Lynn Strongin Dodds
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July 19, 2023
0
UK launches draft ESG ratings code of conduct
Lynn Strongin Dodds
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July 7, 2023
0
FCA tells asset managers to focus on liquidity risk after finding...
GlobalTrading
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July 6, 2023
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FCA proposes consolidated bond tape and tightens trading venue perimeter rules
Ian Rycott
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July 5, 2023
0
FCA propose sweeping reforms to attract listings
Lynn Strongin Dodds
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May 3, 2023
0
FCA delays SDR requirements
Lynn Strongin Dodds
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April 3, 2023
0
SteelEye and LeapXpert partner to reduce market risk
Lynn Strongin Dodds
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February 15, 2023
0
A Closer Look at “Effective” Surveillance
Ian Rycott
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June 15, 2022
0
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