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FINRA
Tag: FINRA
Regulation Best Execution – Ignore at your peril
Ian Rycott
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March 23, 2023
0
Diversity of cloud computing models offers challenges and opportunities for broker...
Lynn Strongin Dodds
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August 17, 2021
0
MeTheMoneyShow – Episode 22
Ian Rycott
-
October 15, 2020
0
OPINION: Whither Crypto Brokers?
Ian Rycott
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September 2, 2019
0
CAT Faces More Delays
GlobalTrading
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February 19, 2019
0
Outsourcing Can Help ATSs Jump Regulatory Reporting Hurdles
GlobalTrading
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November 20, 2018
0
Fixed income trading : Liquidity crisis : Dan Barnes
Ian Rycott
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July 31, 2015
0
Equities trading focus : Pre-trade risk controls : Atif Zuberi
Ian Rycott
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April 27, 2015
0
Buyside challenges : Technology infrastructure : The cloud
Ian Rycott
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November 21, 2014
0
Viewpoint : Impact of regulation : Mark Pumfrey
Ian Rycott
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October 9, 2014
0
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