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Ian McGinley
Tag: Ian McGinley
CFTC fines Nasdaq Futures over “false and misleading statements”
Lucy Carter
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August 30, 2024
0
CFTC hits BNYM with penalty over reporting and supervision failures
Lucy Carter
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August 27, 2024
0
Firms hit with CFTC, SEC recordkeeping and communication failure fines
Alex Pugh
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August 15, 2024
0
Not another one? Goldman Sachs ordered to pay $5.5m swaps fine
Ian Rycott
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September 1, 2023
0