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Matt Smith
Tag: Matt Smith
Firms hit with CFTC, SEC recordkeeping and communication failure finesÂ
GlobalTrading
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August 15, 2024
0
ESMA reminds issuers of pre-close calls good practices
GlobalTrading
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May 30, 2024
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Firms cut compliance investments despite regulatory ramp-ups
Lucy Carter
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April 18, 2024
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EMCA 2023 WINNER: European CEO of the Year – Matt Smith,...
Ian Rycott
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October 31, 2023
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Transaction reporting hits the headlines as firms fail to accurately submit...
GlobalTrading
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July 27, 2023
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SteelEye and LeapXpert partner to reduce market risk
Lynn Strongin Dodds
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February 15, 2023
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Financial service firms to increase regtech investments
Lynn Strongin Dodds
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June 21, 2022
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Data : Consolidated tape for Europe : Sarah Underwood
Ian Rycott
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December 20, 2020
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