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Securities and Exchange Commission (SEC)
Tag: Securities and Exchange Commission (SEC)
Senvest Management hit with $6.5m recordkeeping fine
Alex Pugh
-
April 4, 2024
0
SEC issues T+1 risk alertÂ
Alex Pugh
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March 28, 2024
0
FIX EMEA: Why T+1?
Alex Pugh
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March 12, 2024
0
SEC amends disclosure of order execution information rule
Alex Pugh
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March 8, 2024
0
Regulatory Round-up February
Alex Pugh
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February 20, 2024
0
Regulatory Round-up January
Alex Pugh
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January 31, 2024
0
Morgan Stanley hit with $249m block trade fraud fine
Alex Pugh
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January 12, 2024
0
SEC greenlights BlackRock BTC ETF
Alex Pugh
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January 11, 2024
0
ANALYSIS: Will a spot Bitcoin ETF really change the world?
Alex Pugh
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January 10, 2024
0
The new normal: Top 2024 market structure trends
Alex Pugh
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January 4, 2024
0
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